We want you to understand how we work with you and what it takes for us to build a successful working relationship together.
- You and your interests come first. We succeed by helping you succeed.
- The resources of our firm are behind me to help you pursue your goals.
- We are committed to understanding you, your personal and financial needs, as well as your family's.
- We will help you understand our recommendations to set realistic expectations about the long-term performance and risk of any financial choices you may make.
- We will provide timely account and transactional information which reflects any positions you hold with LPL Financial or any other financial services provider we recommend.
- We strive to always provide you with exceptional service.
- We are always available for regular conversations with you about the status of your financial plan and any of the financial choices and investments you have made and to discuss any new changes in your finances.
- If you have any issues or concerns, we will make it our priority to address and resolve it to your satisfaction.
- We will always do our best to build and justify your trust in us.
Working together to reach your goals also requires a commitment from you.
- Provide all relevant information about your financial condition, goals, risk tolerance, time horizon as well as any changes to this information.
- Review and understand the recommendations made. Review and understand the strategies and any materials provided to you
- Ask questions if you are uncertain about any aspect of your plan
- Meet with our firm regularly to review your financial plan and investment positions